The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!
From the Wiki University
What evidence can you provide to prove your understanding of each of the following citeria?
Develop strategies and solutions
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Determine client’s financial needs and outcome requirements Completed |
Evidence:
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Analyse products and client risk profile Completed |
Evidence:
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Conduct assessment of client needs Completed |
Evidence:
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Conduct research, analysis and product modelling according to client’s needs and outcome requirements Completed |
Evidence:
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Draft proposed solution according to ASIC identified generic and specialist knowledge relevant to products being offered Completed |
Evidence:
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Present strategies and solutions to client
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Present proposed solution to client and demonstrate product knowledge required for product offered, according to organisational policies and procedures, legislative and regulatory requirements Completed |
Evidence:
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Reinforce all relevant details to client with impacts and possible risks of solution disclosed Completed |
Evidence:
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Provide client with written supporting documentation and guide client through key aspects of documentation Completed |
Evidence:
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Negotiate financial plan, policy or transaction with client
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Identify concerns or issues client has regarding proposed plan, policy or transaction Completed |
Evidence:
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Seek confirmation to ensure that client understands proposed plan, policy or transaction according to ASIC and AFS licensing requirements Completed |
Evidence:
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Determine client requirements to establish formal agreement for a proposed plan, policy or transaction Completed |
Evidence:
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Complete and maintain necessary documentation
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Confirm proposal and required statutory and transactional documents are completed and signed off by client Completed |
Evidence:
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Confirm that signed agreement and all copies of appropriate documentation are exchanged between required parties Completed |
Evidence:
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Provide ongoing service, where requested by client
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Confirm that type and form of selected ongoing service, reporting on performance, and review of plan, policy or transaction is agreed with client Completed |
Evidence:
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Explain fees and costs for any ongoing and specifically defined services and ensure client understands these expenses Completed |
Evidence:
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